17.407 / 17.408 中國外交政策(2005年秋)
17.407 / 17.408 Chinese Foreign Policy, Fall 2005
譯者:周永靜
編輯:陳盈、馬景文
美國國務卿賴斯與中國外交部長李肇星會談。(圖片由美國國務院提供)
課程重點
本課程有詳盡的閱讀資料。
課程描述
這課程向學生全面介紹中華人民共和國的國際關係,包括在冷戰期間及當代的外交、安全和經濟議題,以認定和解釋1949年以來中國外交政策的目標及執行。這門課程分析中國外交政策衝突及合作行為的源頭,評估重要事件及政策的不同解釋。相關閱讀包括政治科學、歷史及國際關係理論。
形式
本課程要求學生參加每週上課兩小時和一小時的討論課。上課時間從下午3時05分至4時55分。
要求
上課前學生必須完成每週的閱讀作業。學生必須出席所有課程,包括小組討論。
評分
評分要求如下:
|
評分標準 |
|
|
活動 |
百分比 |
|
課堂測驗 |
35% |
|
三次小測 |
15% |
|
期末課外練習 |
40% |
|
課堂參與 |
10% |
課程資訊和政策
與時俱進
閱讀《華盛頓郵報》、《紐約時報》及BBC的亞洲報導,認識目前發展。對於中國近期的發展,參閱太平洋論壇:《東亞雙邊關係》電子季刊(Pacific Forum: Comparative Connections),《中國領導人觀察》(China Leadership Monitor)以及《中國簡報》(China Brief)。中國的主要新聞媒體都有英文版,包括《人民日報》,《解放軍報》以及中國中央新聞通訊社——新華社。同時還要瀏覽中國外交部及國務院的網站。
殘疾人士
如果身體不方便需要住宿,請立即聯繫我,以便進行適合的安排。
延時
本次課程不設補考,除非特殊情況,且必須得到系主任的批准並提供醫生證明。不按時完成作業將每天扣三分之一等級(如B降到B-)。
剽竊
絕不容忍剽竊行為。剽竊是“抄取他人作品並當作自己的作品”,其中包括創意、具體措辭、句子或段落。請別在您作業中造假。參閱麻省理工學院寫作中心的《避免剽竊》和麻省理工學院關於學術誠信的規則。
教學時程,相關閱讀資料
以下書籍可在市面購買:
Lampton, David M. 編輯《1978至2000年間改革時期的中國外交與安全政策制定》The Making of Chinese Foreign and Security Policy in the era of reform, 1978-2000. Stanford, CA: Stanford University Press, 2001. ISBN: 0804740569.
孟捷慕《轉向:從尼克森到柯林頓美中關係揭密》林添貴譯,圓神出版社, 1999年
Mann, James. About Face: A History of America’s Curious Relationship with China, From Nixon to Clinton. New York, NY: Knopf, 1999. ISBN: 067945053X.
史景遷《追尋現代中國:最後的王朝》溫洽溢譯,台北時報文化 , 2001年
Spence, Jonathan. The Search for Modern China. 2nd ed. New York, NY: W.W. Norton, 1999. ISBN: 0393973514.
(網上參考資料)
|
課 |
課程單元 |
|
1 |
歷史與地理遺產 Historical and Geographical Legacies |
|
|
必讀 史景遷《追尋現代中國:最後的王朝》溫洽溢譯,台北時報文化 , 2001年 Spence, J. The Search for Modern China. 2nd ed. New York, NY: W.W. Norton, 1999, 145-166頁,197-201頁,220-222頁,280-282頁,366-374頁,略讀419-488. ISBN: 0393973514.
Singer, J. David.〈國際關係中分析問題的級別〉The Levels of Analysis
Problem in International Relations. 於Klaus Kanor與Sidney
Verba編輯《國際體系:理論篇》The International System: Theoretical
Essays. Princeton, NJ: Princeton University Press, 1961,
pp. 77-92.
推薦閱讀 |
|
2 |
1949-1969:中蘇聯盟及破裂 1949-1969: Alliance With the Soviet Union and Its Collapse |
|
|
必讀 Spence, J. The Search for Modern China. 2nd ed. New York, NY: W.W. Norton, 1999, pp. 489-558, skim 559- 578. ISBN: 0393973514.
薄一波:“一邊倒”的外交格局《若干重大決策與事件的回顧》(上) 中共黨史出版社,2008年,ISBN:7801998928 薄一波回憶建國初期(網上文章)
推薦閱讀
|
|
3 |
1969-1981:中美合作 1969-1981: Alignment With the U.S. |
|
|
必讀
Spence, J. The Search for Modern China. 2nd ed. New York,
NY: W.W. Norton, 1999, pp. 595-646. ISBN: 0393973514.
Mann, James. About Face: A History of America's Curious
Relationship with China, From Nixon to Clinton. New York,
NY: Knopf, 1999, pp. 13-114. ISBN: 067945053X.
宮力〈中國的高層決策與中美關係解凍〉2005年
|
|
4 |
1982-1990年代:不結盟外交政策 1982-1990s: Nonaligned Foriegn Policy |
|
|
必讀
Spence. The Search for Modern China. New York, NY: W.W.
Norton, 1999, pp. 677-704. ISBN: 0393973514.
Mann, James. About Face: A History of America’s Curious Relationship with China, From Nixon to Clinton. New York, NY: Knopf, 1999, pp. 194-255. ISBN: 067945053X.
劉華秋〈指導新時期對外工作的強大思想武器:學習鄧小平外交思想的體會〉《人民日報》2000年7月13日(網上版本)
|
|
5 |
外交政策制定 Foreign Policy Making |
|
|
必讀
史溫《共軍如何影響中共國家安全決策》楊紫函譯,台北市:國防部史政編譯局,1999年
測驗1 |
|
6 |
使用武力 Use of Force |
|
|
必讀
美國國防部:中華人民共和國軍力報告《2009年中文網上報導》
推薦閱讀
|
|
7 |
中國崛起的大戰略 Rising China's Grand Strategy |
|
|
必讀
推薦閱讀
|
|
8 |
與政府間組織的融合 Integration With Intergovernmental Organizations |
|
|
必讀
王紅纓Hongying, Wang.〈中國外交政策的多邊主義:社會化的限制〉Multilateralism in
Chinese Foreign Policy: The Limits of
Socialization.《亞洲調查》Asian Survey 40, no. 3
(May/June 2000): 475-491.
寇艾倫Carlson, Allen.〈促進和平(儘管不情願):近期中國對於主權和多國干涉的態度〉Helping to Keep the Peace (Albeit Reluctantly): China's Recent Stance on Sovereignty and Multilateral Intervention.《太平洋事務》Pacific Affairs 77, no. 1 (Spring 2004): 1-27.
|
|
9 |
臺灣 Taiwan |
|
|
必讀 Nathan, Andrew J., and Robert S. Ross. The Great Wall and the Empty Fortress. New York, NY: W.W. Norton, c1997, pp. 193-211. ISBN: 0393040763.
Mann, James. About Face: A History of America’s Curious Relationship with China, From Nixon to Clinton. New York, NY: Knopf, 1999, pp. 315-338. ISBN: 067945053X.
推薦閱讀
容安瀾《懸崖勒馬:美國對台政策與美中關係》賈宗誼,武文巧譯,北京新華出版社,2007年(略讀但非常重要)
Glosny, Michael A. 〈海上扼殺?中華人民共和國潛艇封鎖臺灣〉Strangulation from the Sea? A PRC Submarine Blockade of Taiwan. 《國際安全》International Security 28, no. 4 (Spring 2004): 125-160.
編註:麻省理工學院視聽教材:中國、台灣與美國:衝突一觸即發?(第一節)(第二節)
測驗2 |
|
10 |
貿易與經濟關係 Trade and Economic Relations |
|
|
必讀
陳向明Xiangming, Chen.〈中國與亞太經濟的日益融合〉China's Growing
Integration with the Asia-Pacific Economy.於Arif
Dirlik編輯《邊緣有什麼?太平洋地區觀點的重要觀察》What's in a Rim? Critical
Perspectives on the Pacific Region Idea. Lanham, MD: Rowman
and Littlefield, 1998, pp. 89-119. ISBN: 0847684695.
|
|
11 |
領土衝突及野心 Territorial Disputes and Ambitions |
|
|
必讀
|
|
12 |
區域性交流及新外交 Regional Engagement and New Diplomacy |
|
|
必讀
測驗3 |
|
13 |
中美關係 Relations With the United States |
|
|
必讀
藍普頓《同床異夢 : 處理1989至2000年之中美外交》許秋楓譯;香港中文大學出版社, 2003年
佈置課外作業 |
|
14 |
中日關係 Relations With Japan |
|
|
必讀
葛小偉Gries, Peter H. 〈中國對日本的新思考〉China's 'New Thinking on
Japan'.《中國季刊》The China Quarterly (forthcoming
2005). 柯慶生Christensen, Thomas J.〈中國,美日聯盟與東亞安全困境〉China, The U.S.-Japan Alliance, And The Security Dilemma In East Asia.《國際安全》International Security 23, no. 4 (Spring 1999): 49-80.
提交課外作業 |
作業
以下部分總結Fravel教授對這課程作業的基本要求。
課堂考試
考試希望能檢查學生對於閱讀材料和課堂內容的認識。考試包括兩部分:
名詞解釋:考試從材料中抽取一系列專有名詞,例如一些重要人物、地點、事件或概念的名稱。學生必須a)定義或描述術語,以及b)陳述這些術語在課程內容的重要性,或者其在東亞國際關係重要事件的意義。要求學生用3到4個簡潔句子,盡可能明確闡述對這術語的理解。
簡答題:學生需要回答一系列關於課堂內容的問題,每題用6到8個句子回答。
小測驗
測驗目的在於保證所有學生都完成、消化並理解必讀閱讀材料。學生要在15分鐘內完成4道問題的3道。學生要在答案顯示對佈置閱讀材料的理解。
課外習題
課外習題是開卷的,學生需要在某指定時限內回答一道問題,讓學生有機會把本課程內容綜合起來。作業不要求額外研究,所有必須材料都包括在佈置閱讀和講座。字數不超過3000字。論文首頁列出字數統計,超過3000字的論文將被扣分。
以下為系統擷取之英文原文
17.407 / 17.408 Chinese Foreign Policy
Fall 2005
Secretary Rice meets with Chinese Foreign Minister Li Zhao Xing.
(Image courtesy of the United States Department of State.)
Course Highlights
This course features an extensive
reading list.
Course Description
This lecture course provides students with a comprehensive
introduction to the international relations of the People’s
Republic of China. China’s foreign relations during the Cold War
as well as contemporary diplomatic, security and economic issues
will be examined to identify and explain China’s foreign policy
goals and their implementation since 1949. Throughout, this
course will investigate the sources of conflict and cooperation
in China’s behavior, assessing competing explanations for key
events and policies. Readings will be drawn from political
science, history, and international relations theory.
Syllabus
Course Description
This lecture course provides students with a comprehensive introduction to the international relations of the People’s Republic of China. China’s foreign relations during the Cold War as well as contemporary diplomatic, security and economic issues will be examined to identify and explain China’s foreign policy goals and their implementation since 1949. Throughout, this course will investigate the sources of conflict and cooperation in China’s behavior, assessing competing explanations for key events and policies. Readings will be drawn from political science, history, and international relations theory.
Format
The course will have one two-hour general meeting and one one-hour discussion section per week for undergraduates. The two-hour general meeting will begin promptly at 3:05 pm and end at 4:55 pm.
Requirements
Students will be expected to have completed each week’s reading assignments before the general meeting. Attendance is mandatory, including section.
Grading
Grades will be determined as follows:
| In-class Exam | 35% |
| Three Quizzes | 15% |
| A Final Take-home Exercise | 40% |
| Class Participation | 10% |
Course Information and Policies
Stay Current
Stay abreast of current developments through the Asia sections of the Washington Post, New York Times, and the BBC. For the latest developments in China, see Pacific Forum: Comparative Connections, China Leadership Monitor, and China Brief. Major news outlets in China have English editions, including the People's Daily, Liberation Army Daily, and Xinhua, the central news agency. Also, scan the Ministry of Foreign Affairs and State Council web sites.
Disabilities
If you have a disability and require accommodations, please contact me immediately so that appropriate arrangements can be made.
Extensions
Make-up exams or extensions will not be granted except in case of emergency and in all cases require a note from the Dean or your doctor. Late work will be penalized by one third of a grade for each day that the assignment is late (e.g., a B to B-).
Plagiarism
Plagiarism will not be tolerated. Plagiarism is "a piece of
writing that has been copied from someone else and is presented
as being your own work." This includes ideas as well as specific
phrases, sentences or paragraphs. Do not misrepresent
your own work . See Avoiding Plagiarism from MIT's Writing Center and MIT's
rules regarding academic honesty.
Calendar
| 1 | Historical and Geographical Legacies | |
| 2 | 1949-1969: Alliance With the Soviet Union and Its Collapse | |
| 3 | 1969-1981: Alignment With the U.S. | |
| 4 | 1982-1990s: Nonaligned Foriegn Policy | |
| 5 | Foriegn Policy Making | Quiz 1 due |
| 6 | Use of Force | |
| 7 | Rising China's Grand Strategy | |
| 8 | Integration With Intergovernmental Organizations | |
| 9 | Taiwan | Quiz 2 due |
| 10 | Trade and Economic Relations | |
| 11 | Territorial Disputes and Ambitions | |
| 12 | Regional Engagement and New Diplomacy |
Quiz 3 due In-class exam (during section) due two days after lecture 12 |
| 13 | Relations With the United States | Take-home exercise out |
| 14 | Relations With Japan | Take-home exercise due |
Readings
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and purchase the book (or other media) from Amazon.com,
MIT OpenCourseWare will receive up to 10% of this
purchase and any other purchases you make during
that visit. This will not increase the cost of your purchase.
Links provided are to the US Amazon site, but you can also
support OCW through Amazon sites in other regions. Learn
more.
|
The following books are available for purchase:
Lampton, David M., ed. The Making of Chinese Foreign and
Security Policy. Stanford, CA: Stanford University Press,
2001. ISBN: 9780804740562.
Mann, James. About Face: A History of America’s Curious
Relationship with China, From Nixon to Clinton. New York,
NY: Knopf, 1998. ISBN: 9780679450535.
Spence, Jonathan. The Search for Modern China. 2nd ed.
New York, NY: W.W. Norton, 1999. ISBN: 9780393973518.
Readings by Session
| 1 | Historical and Geographical Legacies |
Required
Spence, J. The Search for Modern China. 2nd ed. New
York, NY: W.W. Norton, 1999, pp. 145-166, 197-201, 220-222,
280-282, 366-374, skim 419-488. ISBN: 9780393973518.
Garver, John. "The Legacy of the Past." In Foreign
Relations of the People's Republic of China. Englewood
Cliffs, NJ: Prentice Hall, 1992, pp. 2-30. ISBN:
9780133264142.
Swaine, Michael D., and Ashley Tellis. Interpreting
China's Grand Strategy. Santa Monica, CA: RAND Corp,
2000, pp. 9-20. ISBN: 9780833027672.
Nathan, Andrew J., and Robert S. Ross. Great Wall and
Empty Fortress. New York, NY: W.W. Norton, 1998, pp.
1-18. ISBN: 9780393317848.Singer, J. David. "The Levels of Analysis Problem in International Relations." In The International System: Theoretical Essays. Edited by Klaus Kanor, and Sidney Verba. Princeton, NJ: Princeton University Press, 1961, pp. 77-92. Recommended
Hunt, Michael. The Genesis of Chinese Communist Foreign
Policy. New York, NY: Columbia University Press, 1996,
pp. 3-28. ISBN: 9780231103107.Fairbank, John K., ed. "A Preliminary Framework." In The Chinese World Order. Cambridge, MA: Harvard University Press, 1968, pp. 1-19. ISBN: 0196264251. |
| 2 | 1949-1969: Alliance With the Soviet Union and Its Collapse |
Required
Spence, J. The Search for Modern China. 2nd ed. New
York, NY: W.W. Norton, 1999, pp. 489-558, skim 559- 578.
ISBN: 9780393973518.Yibo, Bo. "The Making of the 'Leaning to One Side' Decision." Chinese Historian 5, no. 1 (Spring 1992): 57-62.
Barnett, A. Doak. China and the Major Powers in East
Asia. Washington, DC: Brookings, 1978, pp. 20-87. ISBN:
9780815708247.
Christensen, Thomas J. Useful Adversaries.
Princeton, NJ: Princeton University Press, 1996, pp. 148-176.
ISBN: 9780691026374.
Jian, Chen. China's Road to the Korean War. New
York, NY: Columbia University Press, 1995, pp. 158-189. ISBN:
9780231100243.
Di, He. "The Evolution of the People's Republic of China's
Policy Toward the Offshore Islands (Quemoy, Matsu)." In
The Great Powers in East Asia: 1953-60. Edited by
Warren I. Cohen, and Akira Iriye. New York, NY: Columbia
University Press: 1990, pp. 222-245. ISBN: 9780231071741.Recommended Ng-Quinn, Michael. "The Analytic Study of Chinese Foreign Policy." International Studies Quarterly 27, no. 2 (June 1983): 203-224. "Symposium on Rethinking the Lost Chance in China." Diplomatic History 21, no. 1 (Winter 1997).
Goncharov, Sergei N., John W. Lewis, and Xue Litai.
Uncertain Partners: Stalin, Mao and the Korean War.
Stanford, CA: Stanford University Press, 1993, pp. 76-109.
ISBN: 9780804721158.Westad, Odd A., ed. "Introduction." In Brothers in Arms: The Rise and Fall of the Sino-Soviet Alliance, 1945-1963. Stanford, CA: Stanford University Press, 1998, pp. 5-32. ISBN: 0804734852. |
| 3 | 1969-1981: Alignment With the U.S. |
Required
Spence, J. The Search for Modern China. 2nd ed. New
York, NY: W.W. Norton, 1999, pp. 595-646. ISBN:
9780393973518.
Mann, James. About Face: A History of America's Curious
Relationship with China, From Nixon to Clinton. New
York, NY: Knopf, 1998, pp. 13-114. ISBN: 9780679450535.
Li, Gong. "Chinese Decision Making and the Thawing of
U.S.-China Relations." In Re-examining the Cold War:
U.S.-China diplomacy, 1954-1973. Edited by Robert S.
Ross, and Jiang Changbin. Cambridge, MA: Harvard University
Press, 2002, pp. 321-360. ISBN: 9780674005266.Recommended Ng-Quinn, Michael. "The Effects of Bipolarity on Chinese Foreign Policy." Survey 26, no. 2 (1982): 116-130. Ross, Robert. "From Lin Biao to Deng Xiaoping: Elite Instability and China's U.S. policy." The China Quarterly, no. 118 (June 1989): 265-299. Lieberthal, Kenneth. "Domestic Politics and Foreign Policy." In China's Foreign Policy in the 1980s. Edited by Harry Harding. New Haven, CT: Yale University Press, 1984, pp. 43-70. |
| 4 | 1982-1990s: Nonaligned Foriegn Policy |
Required
Spence. The Search for Modern China. New York, NY:
W.W. Norton, 1999, pp. 677-704. ISBN: 9780393973518.
Baijia, Zhang. "Chinese Politics and Asia-Pacific Policy." In
The Golden Age of the U.S.-China-Japan Triangle,
1972-1989. Edited by Ezra Vogel et al. Cambridge, MA:
Harvard University Press, 2002, pp. 38-51. ISBN:
9780674009608. (PDF - 2.1 MB).Hamrin, Carol Lee. "China Reassess the Superpowers." Pacific Affairs 56, no. 2 (Summer 1983): 209-231. Xiaoping, Deng. "Peace And Development Are The Two Outstanding Issues In The World Today." March 4, 1985. ———. "Speech At An Enlarged Meeting Of The Military Commission Of The Central Committee Of The Communist Party Of China." June 4, 1985.
Mann, James. About Face: A History of America’s Curious
Relationship with China, From Nixon to Clinton. New
York, NY: Knopf, 1998, pp. 194-255. ISBN: 9780679450535.Shambaugh, David. "China's Foreign Policy Connundum since Tiananmen." Issues and Studies (November 1992): 67-8x. Zemin, Jiang. Report to the 14th CPC National Congress in Beijing. October 12, 1992. Recommended Ross, Robert. "International Bargaining and Domestic Politics: U.S.-China Relations since 1972." World Politics 38, no. 2 (June 1986): 255-287. Huaqiu, Liu. "A Powerful Ideological Weapon for Guiding External Work in the New Period -- Understanding Through Study of Deng Xiaoping's Diplomatic Thinking." Renmin Ribao, July 13, 2000.
Su, Chi. "Sino-Soviet Relations of the 1980s: From
Confrontation to Conciliation." In China and the
World. 2nd ed. Edited by Samuel S. Kim. Boulder, CO:
Westview, 1989, pp. 148-178. ISBN: 9780813306193.Kim, Samuel. "Peking's Foreign Policy in the Shadows of Tiananmen." Issues and Studies 27, no. 1 (1991): 39-69. Ross, Robert. "The Diplomacy of Tiananmen: Two-Level Bargaining and Great Power Cooperation." Security Studies 10, no. 2 (Winter 2000/2001): 139-178. |
| 5 | Foriegn Policy Making |
Required
Ning, Lu. The Dynamics of Foreign-Policy Decisionmaking
in China. Boulder, CO: Westview, 1997, pp. 7-39. ISBN:
9780813333151.
Cheung, Tai Ming. "The Influence of the Gun: China's Central
Military Commission and Its Relationship with the Military,
Party and State Decision-Making Systems." In The Making
of Chinese Foreign and Security Policy. Edited by
Lampton. Stanford, CA: Stanford University Press, 2001, pp.
61-90. ISBN: 9780804740562.Glaser, Bonnie S., and Phillip C. Saunders. "Chinese Civilian Foreign Policy Research Institutes: Evolving Roles and Increasing Influence." The China Quarterly 171 (September 2002): 601-620.
Fewsmith, Joseph, and Stanley Rosen. "The Domestic Context of
Chinese Foreign Policy: Does Public Opinion Matter?" In
The Making of Chinese Foreign and Security Policy in the
Era of Reform, 1978-2000. Edited by Lampton. Stanford,
CA: Stanford University Press, 2001, pp. 151-187. ISBN:
9780804740562.
Gries, Peter H. China’s New Nationalism. Berkeley,
CA: University of California Press, 2004, pp. 116-134. ISBN:
9780520232976.Recommended Brady, Anne-Marie. "'Treat Insiders and Outsiders Differently': the Use and Control of Foreigners in China." The China Quarterly, no. 164 (December 2000): 943-964. Johnston, Alastair Iain. "Chinese Middle Class Attitudes Towards International Affairs: Nascent Liberalization?" The China Quarterly, no. 179 (September 2004): 603-628. Downs, Erica Strecker, and Phillip Sanders. "Legitimacy and the Limits of Nationalism: China and the Diaoyutai Islands." International Security 23, no. 3 (Winter 1998/1999): 114-146.
Hamrin, Carol. "Elite Politics and the Development of China's
Foreign Relations." In Chinese Foreign Policy: Theory and
Practice. Edited by Robinson and Shambaugh. New York,
NY: Oxford University Press, 1994, pp. 70-109. ISBN:
9780198283898.
Swaine, Michael. The Role of the Chinese Military in
National Security Policymaking. Revised edition. Santa
Monica, CA: Rand Corporation, 1998, chapters 1-3. ISBN:
9780833025272."Collection of articles on think-tanks." The China Quarterly, no. 171 (September 2002): skim. |
| 6 | Use of Force |
Required Johnston, Alastair Iain. "China's Military Interstate Dispute Behavior: A First Cut at the Data." The China Quarterly, no. 153 (March 1998): 1-30. Whiting, Allen S. "China's Use of Force, 1950-96, and Taiwan." International Security 26, no. 2 (Fall 2001): 103-131.
Godwin, Paul H. B. "Change and Continuity in Chinese Military
Doctrine, 1949-1999." In Chinese Warfighting: The PLA
Experience Since 1949. Edited by Mark A. Ryan, David M.
Finkelstein, and Michael A. McDevitt. Armonk, NY: M.E.
Sharpe, 2003, pp. 23-55. ISBN: 9780765610874.Information Office of the State Council of the People's Republic of China. China's National Defense in 2004. December 2004, Chapters I-IV. Jiang Zemin's Report at 16th Party Congress. "VII. National Defense and Army Building." Gill, Bates, James Mulvenon, and Mark Stokes. "The Chinese Second Artillery Corps: Transition To Credible Deterrence." In The People's Liberation Army as Organization: Reference Vol. v1.0. Edited by James C. Mulvenon, and Andrew N. D. Yang. Santa Monica, CA: Rand Corporation, pp. 510-517, 536-560, skim rest. Brown, Harold, Joseph W. Prueher, and Adam Segal. Chinese Military Power: Report of an Independent Task Force. New York, NY: Council on Foreign Relations Press, 2003. Office of the Secretary of Defense. The Military Power of the People's Republic of China (July 2005). (PDF - 1.3 MB) Recommended
Whiting, Allen. The Chinese Calculus of Deterrence.
Ann Arbor, MI: University of Michigan Press, 1981, pp.
196-223. ISBN: 9780472969005.
Segal, Gerald. Defending China. New York, NY: Oxford
University Press, 1985, pp. 231-257. ISBN: 9780198274704.
Gurtov, Melvin, and Byong-Moo Hwang. China Under Threat:
The Politics of Strategy and Diplomacy. Baltimore, MD:
Johns Hopkins University Press, 1980, pp. 1-24. ISBN:
9780801823978.
Johnston, Alastair Iain. "Realism(s) and Chinese Security
Policy in the Post-Cold War Period." In Unipolar
Politics: Realism and State Strategies after the Cold
War. Edited by Ethan B. Kapstein, and Michael
Mastanduno. New York, NY: Columbia University Press, 1999,
pp. 261-318. ISBN: 9780231113090.
Shambaugh, David. Modernizing China's Military: Progress,
Problems, and Prospects. Berkeley, CA: University of
California Press, 2003, pp. 56-93. ISBN: 9780520225077.Gill, Bates, and Michael O'Hanlon. "China's Hollow Military." The National Interest (Summer 1999): 55-62. Lilley, James R., and Carl Ford. "China's Military: A Second Opinion." The National Interest (Fall 1999): 71-77. |
| 7 | Rising China's Grand Strategy |
Required Baijia, Zhang. "Chinese Domestic and Foreign Policies in the 1990s." In The Age of Uncertainty: The U.S.-China-Japan Triangle from Tiananmen (1989) to 9/11 (2001). Edited by Harvard East Asian Monographs Online, 2005, pp. 61-81. (PDF - 2.1 MB) Friedberg, Aaron. "The Struggle for Mastery in Asia." Commentary (November 2000): 17-26.
Johnston, Alastair Iain. "China's International Relations:
The Political and Security Dimensions." In The
International Relations of Northeast Asia. Edited by
Samuel S. Kim. Lanham, MD: Rowman and Littlefield, 2003, pp.
65-100. ISBN: 9780742516953.
Goldstein, Avery. "An Emerging China's Emerging Grand
Strategy: A Neo-Bismarckian Turn?." In International
Relations Theory and the Asia-Pacific. Edited by G. John
Ikenberry, and Michael Mastanduno. New York, NY: Columbia
University Press, 2003, pp. 57-106. ISBN: 9780231125918.Bijian, Zheng. "A New Path for China's Peaceful Rise and the Future of Asia." 2003. Jiang Zemin's Report at 16th Party Congress. "IX. The International Situation and Our External Work." Recommended Johnston, Alastair Iain. "Is China a Status Quo Power?" International Security 27, no. 4 (Spring 2003): 5-56. Chan, Steve. "Exploring Puzzles In Power-Transition Theory: Implications For Sino-American Relations." Security Studies 13, no. 3 (Spring 2004): 103-141. Deng, Yong. "The Chinese Conception of National Interests in International Relations." The China Quarterly, no. 154 (June 1998): 308-329. Betts, Richard K., and Thomas J. Christensen. "China: Getting the Questions Right." The National Interest (Winter 2000-2001): 17-29. |
| 8 | Integration With Intergovermental Organizations |
Required
Kim, Samuel S. "China and the United Nations." In China
Joins the World: Progress and Prospects. Edited by
Elizabeth Economy, and Michel Oksenberg. New York, NY:
Council on Foreign Relations Press, 1999, pp. 42-89. ISBN:
9780876092255.
Pearson, Margaret M. "The Major Multilateral Economic
Institutions Engage China." In Engaging China: The
Management of an Emerging Power. Edited by Alastair Iain
Johnston, and Robert S. Ross. London, UK: Routledge Press,
1999, pp. 207-234. ISBN: 9780415208413.
Johnston, Alastair Iain, and Paul Evans, eds. "China's
Engagement in International Security Institutions." In
Engaging China: The Management of an Emerging Power.
London, UK: Routledge Press, 1999, pp. 235-272. ISBN:
9780415208413.Hongying, Wang. "Multilateralism in Chinese Foreign Policy: The Limits of Socialization." Asian Survey 40, no. 3 (May/June 2000): 475-491. Recommended Economy, Elizabeth C. "The Impact of International Regimes on Chinese Foreign Policy-making." In The Making of Chinese Foreign and Security Policy. Edited by David M. Lampton. pp. 230-253.
Johnston, Alastair Iain. "Socialization in International
Institutions: The ASEAN Way and International Institutions."
In International Relations Theory and the
Asia-Pacific. Edited by G. John Ikenberry, and Michael
Mastanduno. New York, NY: Columbia University Press, 2003,
pp. 107-162. ISBN: 9780231125918.Carlson, Allen. "Helping to Keep the Peace (Albeit Reluctantly): China's Recent Stance on Sovereignty and Multilateral Intervention." Pacific Affairs 77, no. 1 (Spring 2004): 1-27. Morphet, Sally. "China as a Permanent Member of the Security Council: October 1971 - December 1999." Security Dialogue 31, no. 2 (June 2000): 151-166. Johnston, Alastair Iain. "Learning versus Adaptation: Explaining Change in Chinese Arms Control Policy in the 1980s and 1990s." The China Journal, no. 35 (January 1996): 27-61. |
| 9 | Taiwan |
Required
Nathan, Andrew J., and Robert S. Ross. The Great Wall and
the Empty Fortress. New York, NY: W.W. Norton, c1997,
pp. 193-211. ISBN: 9780393040760.
Yun-han, Chu. "The Evolution of Beijing's Policy Towards
Taiwan During the Reform Era." In China Rising: Power and
Motivation in Chinese Foreign Policy. Edited by Yong
Deng, and Wang Fei-ling. Lanham, MD: Rowman and Littlefield,
2004, pp. 245-278. ISBN: 9780742528918.
Mann, James. About Face: A History of America’s Curious
Relationship with China, From Nixon to Clinton. New
York, NY: Knopf, 1998, pp. 315-338. ISBN:
9780679450535.
Scobell, Andrew. "Show of Force: The 1995-1996 Taiwan
Crisis." In China's Use of Military Force .
Cambridge, UK: Cambridge University Press, 2003, pp. 171-191.
ISBN: 9780521525855.Roy, Denny. "Tensions in the Taiwan Strait." Survival 42, no. 1 (Spring 2000): 76-96. Jiang Zemin's Report at 16th Party Congress. "VIII. "One Country, Two Systems" and Complete National Reunification." Recommended Ross, Robert. "The 1996 Taiwan Strait Confrontation: Coercion, Credibility and Use of Force." International Security 25, no. 2 (Fall 2000): 87-123. Christensen, Thomas J. "The Contemporary Security Dilemma: Deterring a Taiwan Conflict." Washington Quarterly 25, no. 4 (Fall 2002): 7-21. Ross, Robert. "The Stability of Deterrence in the Taiwan Straits." The National Interest (Fall 2001): 67-76. Christensen, Thomas J. "Posing Problems without Catching Up: China's Rise and Challenges for U.S. Security Policy." International Security 25, no. 4 (Spring 2001): 5-40.
Romberg, Alan. Rein in at the Brink of the Precipice:
American Policy Toward Taiwan and U.S.-PRC Relation.
Washington, DC: Henry L. Stimson Center, 2003, skim but key.
ISBN: 9780974725543.Glosny, Michael A. "Strangulation from the Sea? A PRC Submarine Blockade of Taiwan." International Security 28, no. 4 (Spring 2004): 125-160. |
| 10 | Trade and Economic Relations |
Required
Moore, Thomas. "China's International Relations: The Economic
Dimension." In International Relations in Northeast
Asia. Edited by Samuel S. Kim. Lanham, MD: Rowman and
Littlefield, 2003, pp. 101-134. ISBN: 9780742516953.
Pearson, Margaret M. "The Case of China's Accession to
GATT/WTO." In The Making of Chinese Foreign and Security
Policy in the Era of Reform, 1978-2000. Edited by
Lampton. Stanford, CA: Stanford University Press, 2001., pp.
337-370. ISBN: 9780804740562.
Moore, Thomas. "Empowered and Restrained: Chinese Foreign
Policy in the Age of Economic Interdependence." In The
Making of Chinese Foreign and Security Policy in the Era of
Reform, 1978-2000. Edited by David M. Lampton. Stanford,
CA: Stanford University Press, 2001., pp. 191-229. ISBN:
9780804740562.Lee, Pak K. "China's Quest for Oil Security: Oil (Wars) in the Pipeline?" The Pacific Review 18, no. 2 (June 2005): 265-301. Recommended
Xiangming, Chen. "China's Growing Integration with the
Asia-Pacific Economy." In What's in a Rim? Critical
Perspectives on the Pacific Region Idea. Edited by Arif
Dirlik. Lanham, MD: Rowman and Littlefield, 1998, pp. 89-119.
ISBN: 9780847684694.Yongjin, Zhang. China Goes Global. London, UK: The Foreign Policy Centre, 2005. ISBN: 1903558530. Moore, Thomas G., and Yong Deng. "China Views Globalization: Toward a New Great-Power Politics?" The Washington Quarterly 27, no. 3 (Summer 2004): 117-136.
Hongying, Wang. "China's Exchange Rate Policy in the
Aftermath of the Asian Financial Crisis." In Monetary
Orders: Ambiguous Economics, Ubiquitous Politics Power.
Edited by Jonathan Kirshner. Ithaca, NY: Cornell University
Press, 2003, pp. 153-171. ISBN: 9780801440601.
|
| 11 | Territorial Disputes and Ambitions |
Required
Mosher, Steven M. Hegemon: China's Plan to Dominate Asia
and the World. San Francisco, CA: Encounter Books, 2002,
pp. 97-116. ISBN: 9781893554405.Fravel, M. Taylor. "Regime Insecurity and International Cooperation: Explaining China's Compromises in Territorial Disputes." International Security 30, no. 2 (Fall 2005 forthcoming). Li, Nan. "From Revolutionary Internationalism to Conservative Nationalism: The Chinese Military's Discourse on National Security and Identity in the Post-Mao Era." Peaceworks no. 39. Washington, DC: United States Institute of Peace, 2001. (PDF) Guan, Ang Cheng. "The South China Sea Dispute Revisited." Australian Journal of International Affairs 54, no. 2 (2000): 201-215. Su, Steven Wei. "The Territorial Dispute over the Tiaoyu/Senkaku Islands: An Update." Ocean Development & International Law 36 (2005): 45-61. Recommended Chourci, Nazli, and Robert C. North. "Lateral Pressure in International Relations: Concept and Theory." In Handbook of War Studies. Edited by Manus I. Midlarsky. pp. 289-327. Carlson, Allen. "Constructing the Dragons Scales: China's Approach to Territorial Sovereignty and Border Relations." Journal of Contemporary China 12, no. 37 (November 2003): 677-698. Garver, John W. "China's Push Through the South China Sea: The Interaction of Bureaucratic and National Interests." The China Quarterly, no. 132 (December 1992): 999-1028. |
| 12 | Regional Engagement and New Diplomacy |
Required Shambaugh, David S. "China Engages Asia: Reshaping the Regional Order." International Security 29, no. 3 (Winter 2004/05): 64-99.
Jisi, Wang. "China's Changing Role in Asia." In The Rise
of China and A Changing East Asian Order. Edited by
Kokubun Ryosei and Wang Jisi. Tokyo, JPN: Japan Center for
International Exchange, 2004, pp. 3-22. ISBN:
9784889070699.Sutter, Robert S. China's Rise in Asia - Promises, Prospects and Implications for the United States. Occasional Paper. Honolulu, HI: Asia-Pacific Center for Security Studies, 2005.
Jianwei, Wang. "China's Multilateral Diplomacy in the New
Millennium." In China Rising: Power and Motivation in
Chinese Foreign Policy. Edited by Yong Deng, and Wang
Fei-ling. New York, NY: Rowman and Littlefield, 2004, pp.
159-200. ISBN: 9780742528918.Kim, Samuel S. "China's New Role In The Nuclear Confrontation." Asian Perspective 28, no. 4 (2004), pp. 147-184. Recommended Ji, You. "China and North Korea A Fragile Relationship of Strategic Convenience." Journal of Contemporary China 10, no. 28 (August 2001): 387-398. Shambaugh, David. "China and the Korean Peninsula." The Washington Quarterly 26, no. 2 (Spring 2003): 43-56. |
| 13 | Relations With the United States |
Required
Lampton, David M. Same Bed Different Dreams: Managing
China-U.S. Relations 1989-2000. Berkeley, CA: University
of California Press, 2001, pp. 15-63. ISBN:
9780520215900.Deng, Yong. "Hegemon on the Offensive: Chinese Perspectives on U.S. Global Strategy." Political Science Quarterly 116, no. 3 (2001): 343-365. Qingguo, Jia. "Learning To Live With The Hegemon: Evolution Of China's Policy Toward The U.S. Since The End Of The Cold War." Journal of Contemporary China 14, no. 44 (August 2005): 395-407. Friedberg, Aaron L. "11 September and the Future of Sino-American Relations." Survival 44, no. 1 (Spring 2002): 33-50. Swaine, Michael. "China: Exploiting a Strategic Opening." Strategic Asia 2004-05. Seattle: NBR, 2004, pp. 67-80 only. Jisi, Wang. "Searching for stability with America." Foreign Affairs 84, no. 5 (September/October 2005): 39-48. Recommended
Copeland, Dale. "Economic Interdependence and the Future of
U.S.-China Relations." In International Relations Theory
and the Asia-Pacific. Edited by G. John Ikenberry, and
Michael Mastanduno. New York, NY: Columbia University Press,
2003, pp. 323-352. ISBN: 9780231125918.Ross, Robert S. "The Geography of Peace: East Asia in the Twenty-first Century." International Security 23, no. 4 (Spring 1999): 81-118. Blum, Samantha. "Chinese Views of U.S. Hegemony." Journal of Contemporary China 12, no. 35 (2003): 239-264. Lubman, Stanley. "The Dragon as Demon: Images of China on Capitol Hill." Journal of Contemporary China 13, no. 40 (August 2004): 541-565. |
| 14 | Relations With Japan |
Required Johnson, Chalmers. "The Patterns of Japanese Relations with China, 1952-1982." Pacific Affairs 59, no. 3 (Fall 1986): 402-428. Tuosheng, Zhang. "Sino-Japanese Relations at the Turn of the Century (1992 to 2001)." In The Age of Uncertainty. Edited by Ezra Vogel et al. pp. 227-253. (PDF - 2.1 MB) Gries, Peter H. "China's 'New Thinking on Japan'." The China Quarterly (forthcoming 2005). Christensen, Thomas J. "China, The U.S.-Japan Alliance, And The Security Dilemma In East Asia." International Security 23, no. 4 (Spring 1999): 49-80. Roy, Denny. "The Sources and Limits of Sino-Japanese Tensions." Survival 47, no. 2 (Summer 2005): 191-214. Recommended
Whiting, Allen S. "Past to the Present." China Eyes
Japan. Berkeley, CA: University of California Press,
1989, pp. 27-40. ISBN: 9780520065116.Rozman, Gilbert. "China's Changing Images of Japan, 1989-2001: The Struggle To Balance Partnership and Rivalry." International Relations of the Asia-Pacific 2, no. 1 (2002): 95-130. Sutter, Robert. "China and Japan: Trouble Ahead?" The Washington Quarterly 25, no. 4 (Autumn 2002): 37-49. Wan, Ming. "Tensions in Recent Sino-Japanese Relations: The May 2002 Shenyang Incident." Asian Survey 43, no. 5 (September/October 2003): 826-844. |
Assignments
The following summarizes Prof. Fravel's rationale for the course assignments.
In-class Exam
The exam seeks to test the student's knowledge of the material presented in the readings as well as lectures. The exam will include two components:
Identifications: the student will be a given a list of terms from the sources, such as the names of important people, places, events or concepts. For each answer, be sure to a) define or describe the term and b) state why it is important in the context of the course or its significance for key events in the international relations of East Asia. Students should write 3 to 4 succinct sentences and be as specific as possible to demonstrate their knowledge of the term.Short-answer questions: the student will be given a list of questions, drawing on material presented in the course. Students should write 6 to 8 sentences for each answer.
Quizzes
The quizzes seek to ensure that all students have completed, digested and understood the required readings. Students are given four questions and required to answer three in 15 minutes. In their answers, students should demonstrate a mastery of the assigned readings.
Take-home Exercise
This is an open book exercise where the student answers one question over a defined period of time. The question is designed to give the student an opportunity to synthesize material from the entire course. No additional research is required or expected – all of the necessary materials are included in the assigned readings and lectures. The exercise must be no more 3,000 words. Students must include a word count at the top of their paper. Essays longer than 3,000 words will be penalized.
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